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Writing Reports for Failure Investigations and Process Deviations

Create a Thorough, Well-Written and Regulatory Sound Report!

  • 01/26/2009 - 01/27/2009

    Princeton, NJ

Agenda: Day Two

VI. Review the Main Points from Day One
  • Identify the purpose of the report
  • Outline the system/process for writing reports
  • Highlight components of good technical reports

VII. Avoid Common Barriers to Success

  • Identify tips for resolving conflicts
  • Audit the investigation/deviation systems
  • Review and trend the corrective and preventive actions

Exercise: Role-Play Conflict Situations Related to Investigation

VII. Compile the Details of the Incident

  • Describe methods of data collection
  • Use tools to gather facts and determine potential root causes

Exercise: Practice Collecting Information on Sample Deviation and Investigation Incidents
Discussion: Helpful Interview Techniques and Approaches to Fact Finding

IX. Write the Introduction and Purpose of the Report

  • Write appropriately for your audience (inspector/auditor, non-scientific reader)
  • Convey the facts of the incident
  • Document fact-based conclusion and proposed corrective actions

Exercise: Write the Introduction of Sample Incidents

X. Capture the Investigation Process

  • Clarify the approach to the investigation/deviation
  • Determine what to include and what not to include in the text
  • Incorporate relevant attachments
  • Assess whether or not other systems are affected by the failure

Exercise: Write a Concise and Complete Description of the Investigation of the Incident

XI. Convey the Conclusion and Corrective Actions

  • Examine the steps necessary to ensure closure of the report
  • Outline the steps of a CAPA system
  • Obtain timely approval of the investigation report

Exercise: Write the Conclusion of the Incident

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