Writing Reports for Failure Investigations and Process Deviations
Agenda: Day Two
VI. Review the Main Points from Day One-
Identify the purpose of the report
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Outline the system/process for writing reports
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Highlight components of good technical reports
VII. Avoid Common Barriers to Success
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Identify tips for resolving conflicts
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Audit the investigation/deviation systems
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Review and trend the corrective and preventive actions
Exercise: Role-Play Conflict Situations Related to Investigation
VII. Compile the Details of the Incident
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Describe methods of data collection
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Use tools to gather facts and determine potential root causes
Exercise: Practice Collecting Information on Sample Deviation and Investigation Incidents
Discussion: Helpful Interview Techniques and Approaches to Fact Finding
IX. Write the Introduction and Purpose of the Report
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Write appropriately for your audience (inspector/auditor, non-scientific reader)
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Convey the facts of the incident
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Document fact-based conclusion and proposed corrective actions
Exercise: Write the Introduction of Sample Incidents
X. Capture the Investigation Process
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Clarify the approach to the investigation/deviation
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Determine what to include and what not to include in the text
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Incorporate relevant attachments
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Assess whether or not other systems are affected by the failure
Exercise: Write a Concise and Complete Description of the Investigation of the Incident
XI. Convey the Conclusion and Corrective Actions
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Examine the steps necessary to ensure closure of the report
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Outline the steps of a CAPA system
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Obtain timely approval of the investigation report
Exercise: Write the Conclusion of the Incident
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